Anne P. Artusio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anne P Artusio, who also goes by Anne Terese P Artusio, Anne T Petrocelli, Anne Terese Petrocelli, was a registered financial professional .
Anne is a previously registered financial professional and started their career in finance in 1985. Anne had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2009 - May 15, 2026
MORGAN STANLEY
June 1, 2009 - May 15, 2026
MORGAN STANLEY
November 6, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
November 5, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
April 16, 2008 - November 5, 2008
MORGAN STANLEY & CO. LLC
April 2, 2007 - November 5, 2008
MORGAN STANLEY & CO. LLC
August 31, 2000 - April 2, 2007
MORGAN STANLEY DW INC.
April 5, 2000 - August 16, 2000
MUTUAL SECURITIES, INC.
May 28, 1991 - January 19, 1999
IAA FINANCIAL LLC
March 13, 1989 - August 9, 1989
FIRST INSTITUTIONAL SECURITIES, L.L.C.
February 1, 1989 - December 18, 1989
BROADWAY FINANCIAL INVESTMENT SERVICES CORP.
November 4, 1987 - February 1, 1989
GLICKENHAUS & CO. - NEW JERSEY
December 17, 1985 - August 11, 1987
ASSOCIATED SECURITIES CORP.
Primary Firm SEC Registration
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 116 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
