Gale A. Sancio
Professional summary
Gale Ann Sancio, who also goes by Gale Ann Lannon, is a registered financial professional currently at T.R. WINSTON & COMPANY, LLC located in Bedminster, New Jersey.
Gale is registered as a RR (Registered Representative) and started their career in finance in 1983. Gale has worked at 7 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gale Ann Sancio's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 1993 - Present
T.R. WINSTON & COMPANY, LLC
Office #1: 376 Main Street, Bedminster, NJ 07921November 6, 1998 - August 18, 2000
DIRECT CAPITAL SECURITIES, INC.
September 13, 1986 - February 4, 1993
CIBC WOOD GUNDY SECURITIES CORP.
April 4, 1986 - August 29, 1986
DUNHILL SECURITIES INC.
March 12, 1985 - February 24, 1986
OPPENHEIMER & CO. INC.
January 22, 1985 - March 4, 1985
KUHNS BROTHERS & LAIDLAW, INC.
June 22, 1983 - October 8, 1984
INGALLS & SNYDER, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2005)
(4/8/1993)
(8/18/2022)
(10/22/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/4/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
T.R. WINSTON & COMPANY, LLC
CRD#: 10571 / SEC#: , 8-27519
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RUNNELS, G TYLER | DIRECTOR, CHAIRMAN AND CEO | 1415264 |
| KANG, KAREN | EXECUTIVE VICE PRESIDENT AND ROSFP | 4367718 |
| CRISWELL, JEFFREY LENOX SR | VICE PRESIDENT, SECRETARY, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 2121440 |
| HEMEDES, STEPHEN NATHANIEL | MUNICIPAL PRINCIPAL AND HEAD TRADER | 6870830 |
| SANCIO, GALE ANN | ASSISTANT SECRETARY, ROSFP | 1121258 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
