Catherine G. Bailey
Professional summary
Catherine Gaynell Bailey, who also goes by Cathy Bailey, is a registered financial advisor currently at ASCENTIS ASSET MANAGEMENT, LLC located in Dallas, Texas and GOLDEN STATE EQUITY PARTNERS, LLC located in Dallas, Texas.
Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Catherine has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Catherine Gaynell Bailey's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 7, 2025 - Present
ASCENTIS ASSET MANAGEMENT, LLC
Office #1: 5001 Spring Valley Rd Suite 810w, Dallas, TX 75244October 15, 2025 - Present
GOLDEN STATE EQUITY PARTNERS, LLC
Office #1: 5001 Spring Valley Rd, Ste 810w, Dallas, TX 75244October 31, 2021 - January 5, 2026
ORG PARTNERS
December 13, 2017 - March 25, 2021
CASTLEVIEW PARTNERS, LLC
July 29, 2013 - November 19, 2015
TD AMERITRADE, INC.
July 18, 2013 - November 19, 2015
TD AMERITRADE, INC.
January 24, 2013 - June 20, 2013
FORTITUDE ADVISORY GROUP L.L.C.
January 24, 2013 - June 20, 2013
ARGENTUS SECURITIES, LLC
July 22, 2008 - March 11, 2011
FORTITUDE ADVISORY GROUP L.L.C.
May 3, 2004 - March 11, 2011
ARGENTUS SECURITIES, LLC
January 13, 2001 - July 23, 2002
DEUTSCHE BANK SECURITIES INC.
September 1, 1997 - January 13, 2001
DB ALEX. BROWN LLC
April 2, 1991 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
December 19, 1990 - April 17, 1991
WEBER, HALL, SALE & ASSOCIATES, INC.
Primary Firm SEC Registration
GOLDEN STATE EQUITY PARTNERS, LLC
CRD#: 322879 / SEC#: 801-126441
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/7/2025)
Exams
Series 55
Date: 10/17/2000
Limited Representative-Equity Trader ExamCurrent Firm
GOLDEN STATE EQUITY PARTNERS, LLC
CRD#: 322879 / SEC#: 801-126441
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,604 |
| AUM (Assets Under Management) | $ 880,384,165 |
Red Flags
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