Janice C. Stevenson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janice Charlotte Stevenson, who also goes by Janice Charlotte Rudolph, Jan Stevenson, was a registered financial professional .
Janice is a previously registered financial professional and started their career in finance in 1985. Janice had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - December 31, 2020
CRESCENT SECURITIES GROUP, INC.
March 5, 2007 - December 31, 2012
BALDWIN ANTHONY SECURITIES, INC.
February 22, 2000 - February 21, 2007
RICHFIELD ORION INTERNATIONAL, INC.
July 30, 1998 - February 24, 2000
RIVERSTONE WEALTH MANAGEMENT, INC.
May 9, 1991 - September 9, 1998
WEBER INVESTMENT CORPORATION
October 23, 1985 - May 31, 1991
WEBER, HALL, SALE & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CRESCENT SECURITIES GROUP, INC.
CRD#: 114993 / SEC#: , 8-53457
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
