Robert L. Kelly
Professional summary
Robert Lyman Kelly was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial advisor and started their career in finance in 1983. Prior to being barred, Robert had worked at 5 firms, which includes ACHILLES SECURITIES LLC, TURNINGBLOCK CAPITAL LLC, MORGAN STANLEY DW INC., PRUDENTIAL EQUITY GROUP LLC, KIDDER PEABODY & CO. INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2009 - April 13, 2010
ACHILLES SECURITIES, LLC
May 19, 2003 - September 19, 2003
TURNINGBLOCK CAPITAL LLC
March 18, 2002 - November 1, 2002
MORGAN STANLEY DW INC.
February 7, 2002 - November 1, 2002
MORGAN STANLEY DW INC.
September 17, 1984 - September 30, 1985
PRUDENTIAL EQUITY GROUP, LLC
April 19, 1983 - September 14, 1984
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 6/9/2003
Limited Representative-Equity Trader ExamCurrent Firm
ACHILLES SECURITIES, LLC
CRD#: 133542 / SEC#: , 8-66739
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 2 |
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