Timothy S. Vasko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Steven Vasko, who also goes by Tim S Vasko, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1983. Timothy had worked at 4 firms and has passed the Series 63, Series 7, Series 3, Series 22, Series 6, Series 4, Series 27, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 1990 - September 14, 1994
VIP FINANCIAL COMPANIES, INC.
January 13, 1987 - January 1, 1989
VOYA FINANCIAL ADVISORS, INC.
August 13, 1984 - June 29, 1990
V.I.P. FINANCIAL COMPANIES
April 26, 1983 - July 2, 1984
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIP FINANCIAL COMPANIES, INC.
CRD#: 18892 / SEC#: , 8-37055
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
