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Timothy Steven Vasko

CRD# 1121023·Registered 1983 - 1994
Previously Registered: Being a previously registered professional could mean that Timothy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Timothy Steven Vasko, who also goes by Tim S Vasko, was a registered financial advisor. Timothy was a previously registered financial professional and started their career in finance 1983 - 1994. Timothy had worked at 4 firms and has passed the Series 63, Series 7, Series 3, Series 22, Series 6, Series 4, Series 27, Series 24 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tim S Vasko

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

VIP FINANCIAL COMPANIES, INC.·CRD# 18892
BD
June 29, 1990 - September 14, 1994
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Windsor, CT
January 13, 1987 - January 1, 1989
V.I.P. FINANCIAL COMPANIES·CRD# 15100
BD
August 13, 1984 - June 29, 1990
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
April 26, 1983 - July 2, 1984

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Current Firm

VF
VIP FINANCIAL COMPANIES, INC.

PCMA FINANCIAL SERVICES, INC. | VIP FINANCIAL COMPANIES, INC. | SECURITY MARKET RESEARCH, INC. AND LINDQUIST & COMPANY

CRD#: 18892 / SEC#: 8-37055
BD
Terminated by SEC on 10/21/1994

Contact Information

Established

Colorado since 04/06/1987

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1985About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Jun 1984About the Series 3 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Dec 1983About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1983About the Series 6 exam

Series 4 — Registered Options Principal Examination

Passed Jun 1990About the Series 4 exam

Series 27 — Financial and Operations Principal Examination

Passed May 1986About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Nov 1984About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jul 1984About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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