Robert L. Delbert

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CRD#: 1121022

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Lawrence Delbert was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 11 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 2, 2008 - November 27, 2012

WORLD CAPITAL BROKERAGE, INC.

CRD#: 37

TROY, MI

Past

February 6, 2007 - March 27, 2008

WRP INVESTMENTS, INC.

CRD#: 7365

BLOOMFIELD, MI

Past

December 7, 2005 - September 8, 2006

CITIZENS SECURITIES, INC.

CRD#: 39550

FARMINGTON HILLS, MI

Past

February 17, 2005 - November 8, 2005

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

ROYAL OAK, MI

Past

September 30, 2004 - November 8, 2005

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

September 22, 2003 - September 20, 2004

TCF INVESTMENTS, INC.

CRD#: 34954

MINNEAPOLIS, MN

Past

November 21, 2001 - September 3, 2003

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

FARMINGTON HILLS, MI

Past

October 16, 2001 - September 3, 2003

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

November 16, 2000 - September 13, 2001

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

June 9, 1999 - October 19, 1999

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

March 4, 1997 - June 2, 1999

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 9, 1995 - January 27, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

April 19, 1983 - March 1, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/4/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/16/1983

General Securities Representative Examination

Current Firm

WORLD CAPITAL BROKERAGE, INC.

A.G.F. SPONSORS, INC. | WORLD CAPITAL BROKERAGE, INC. | AMERICAN GROWTH FUND SPONSORS, INC.

CRD#: 37 / SEC#: , 8-6805

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

1636 N. Logan Street, Denver, CO 80203

Mailing Address

1636 N. Logan Street, Denver, CO 80203

Phone number

(303) 626-0631

Established

Colorado since 07/18/1958

Firm type

Corporation

Fiscal year end

May

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
AGF HOLDINGS INC.	OWNER
BLUM, PATRICIA ANN	VICE PRESIDENT	4467584
GAUGHAN, MICHAEL LAWRENCE	VICE PRESIDENT, SECRETARY	2915597
TAGGART, TIMOTHY EUGENE	CHIEF FINANCIAL OFFICER, PRESIDENT, CHIEF COMPLIANCE OFFICER, TREASURER, SALES, MARKETING, TRAINING & DIRECTOR	1075525

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert L. Delbert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WRP INVESTMENTS, INC.

CITIZENS SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

TCF INVESTMENTS, INC.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

A. G. EDWARDS & SONS, INC.

WAMU INVESTMENTS, INC.

MORGAN STANLEY DW INC.

PRUDENTIAL EQUITY GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/1994

Series 63

Date: 5/4/1983

Series 7

Date: 4/16/1983

Current Firm

WORLD CAPITAL BROKERAGE, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WORLD CAPITAL BROKERAGE, INC.

TRUST BUT VERIFY

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