George M. Schneider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Monroe Schneider was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1983. George had worked at 7 firms and has passed the Series 63, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2004 - August 12, 2013
SICOR SECURITIES INC
November 12, 2002 - July 9, 2004
WALNUT STREET SECURITIES, INC.
April 12, 2002 - June 20, 2002
WORLD GROUP SECURITIES, INC.
April 18, 1994 - April 12, 2002
WMA SECURITIES, INC.
April 28, 1993 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 2, 1992 - May 13, 1993
PACIFIC CLIFFS CAPITAL, INC.
April 15, 1983 - October 6, 1992
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SICOR SECURITIES INC
CRD#: 16195 / SEC#: 801-31673, 8-33445
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 13 |
| Arbitration | 1 |
Red Flags
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