Thomas J. Mcdermott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Joseph Mcdermott, CFA was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1983. Thomas had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2012 - December 20, 2012
ALLSTATE FINANCIAL ADVISORS, LLC
March 16, 2012 - December 20, 2012
ALLSTATE FINANCIAL SERVICES, LLC
October 7, 2010 - December 31, 2011
CENTAURUS FINANCIAL, INC.
September 24, 2010 - December 31, 2011
CENTAURUS FINANCIAL, INC.
September 12, 2008 - October 20, 2010
USA WEALTH MANAGEMENT LLC
September 12, 2008 - September 27, 2010
USA ADVANCED PLANNERS INC.
March 8, 2006 - September 12, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 8, 2006 - September 12, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 30, 2003 - March 14, 2006
EQUITY SERVICES, INC.
January 21, 2003 - March 14, 2006
EQUITY SERVICES, INC.
May 25, 2001 - December 31, 2002
COMMONWEALTH FINANCIAL NETWORK
March 24, 1999 - May 25, 2001
VOYA FINANCIAL ADVISORS, INC.
April 13, 1983 - July 22, 1983
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
