David F. Manges
Professional summary
David Fulton Manges is a registered financial professional currently at CINCAP INVESTMENT GROUP, LLC located in Cincinnati, Ohio.
David is registered as a RR (Registered Representative) and started their career in finance in 1983. David has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Fulton Manges's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2020 - Present
CINCAP INVESTMENT GROUP, LLC
Office #1: 455 Delta Ave. Suite 207, Cincinnati, OH 45226January 22, 2019 - June 15, 2020
ROSS, SINCLAIRE & ASSOCIATES, LLC
January 2, 2004 - May 18, 2004
BNY MELLON SECURITIES LLC
December 8, 2003 - December 17, 2003
BNY MELLON SECURITIES LLC
December 15, 1997 - December 18, 2018
BNY MELLON CAPITAL MARKETS, LLC
March 10, 1995 - June 10, 1997
UBS FINANCIAL SERVICES INC.
April 20, 1983 - January 20, 1995
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2020)
(12/15/2020)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CINCAP INVESTMENT GROUP, LLC
CRD#: 118392 / SEC#: , 8-53652
Contact information
FINRA licenses (38 States and Territories)
Red Flags
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Company Information
CINCAP INVESTMENT GROUP, LLC
CRD#: 118392Cincinnati, OH 45226TRUST BUT VERIFY
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