Daniel G. Stafford

ASSUREDPARTNERS INVESTMENT ADVISORS

Madison, WI 53713

Some features on this profile are disabled

CRD#: 1119195

Professional summary

Daniel Glenn Stafford, who also goes by Dan Stafford, Daniel G Stafford, is a registered financial advisor currently at ASSUREDPARTNERS INVESTMENT ADVISORS located in Madison, Wisconsin.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Daniel has worked at 14 firms and has passed the Series 63, SIE and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Stafford | Daniel G Stafford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 11/27/13-STAFFORD FINANCIAL CONSULTING GROUP, LLC/DBA ONLY/90%/MADISON, WI (2) 11/27/13-EMPLOYEE BENEFITS/CONSULTING- PRESIDENT/CEO/50%/MADISON, WI (3) 11/27/13-LIFE INSURANCE PLACEMENT/ CONSULTING-PRESIDENT/CEO/10%/MADISON, WI (4) 12/02/2013 - REGISTERED INVESTMENT ADVISOR - INDEPENDENT FINANCIAL PARTNERS - ADVISOR WILL SERVE AS AN IAR UNDER THE IFP BD. ACTIVITIES MAY INCLUDE FINANCIAL PLANNING, RENDERING INVESTMENT ADVICE FOR A FEE, RETIREMENT PLAN CONSULTING, OR OTHER RELATED CONSULTING - 10% OF TIME SPENT - MADISON, WI

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Glenn Stafford's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2023 - Present

ASSUREDPARTNERS INVESTMENT ADVISORS

Office #1: 2501 W. Beltline Highway, Suite 201, Madison, WI 53713

RIA

CRD#: 309550

Madison, WI

Past

May 23, 2019 - January 23, 2023

IFP SECURITIES, LLC

CRD#: 297287

MADISON, WI

Past

November 27, 2013 - January 23, 2023

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

MADISON, WI

Past

November 27, 2013 - May 23, 2019

LPL FINANCIAL LLC

CRD#: 6413

MADISON, WI

Past

October 4, 2011 - April 1, 2013

HARBOUR INVESTMENTS, INC.

RIA

CRD#: 19258

MADISON, WI

Past

September 30, 2011 - April 1, 2013

HARBOUR INVESTMENTS, INC.

CRD#: 19258

MADISON, WI

Past

August 18, 2009 - September 30, 2011

COORDINATED CAPITAL SECURITIES, INC.

RIA

CRD#: 14762

MADISON, WI

Past

August 18, 2009 - September 30, 2011

COORDINATED CAPITAL SECURITIES, INC.

CRD#: 14762

MADISON, WI

Past

November 21, 2006 - June 4, 2009

BAKER TILLY CAPITAL, LLC

CRD#: 115333

MADISON, WI

Past

April 10, 2000 - July 9, 2009

BAKER TILLY INVESTMENT ADVISORS

RIA

CRD#: 111264

MADISON, WI

Past

December 5, 1996 - November 30, 2006

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

MADISON, WI

Past

January 20, 1995 - December 3, 1996

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

June 23, 1993 - February 11, 1995

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

January 6, 1992 - June 28, 1993

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

June 19, 1983 - May 20, 1985

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

Past

April 14, 1983 - April 23, 1992

MONARCH SECURITIES, INC.

CRD#: 2809

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSUREDPARTNERS INVESTMENT ADVISORS

CRD#: 309550 / SEC#: 801-117771

RIA

Registered Investment Advisory firm - (12/10/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(1/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/19/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 2

Date: 2/23/1977

Non-Member General Securities Examination

Current Firm

ASSUREDPARTNERS INVESTMENT ADVISORS

CRD#: 309550 / SEC#: 801-117771

RIA

Registered Investment Advisory firm - (12/10/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4600 W. Cypress Street Suite 405, Tampa, FL 33607

Mailing Address

Phone number

(407) 708-0050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASSUREDPARTNERS INVESTMENT ADVISORS ADV PART 2A SEPT 2, 2025 (9/2/2025)

Regulatory assets under management

Total Number of Accounts	3,759
AUM (Assets Under Management)	$ 3,251,947,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Christian Ohl

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Norfolk, NE

Neal Gordon

LPL FINANCIAL LLC

IAR

Rockaway, NJ

Ian Mcleod

IMPACT INVESTORS

IAR

San Francisco, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel G. Stafford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Glenn Stafford's CRS (Customer Relationship Summary).

Certified licenses

Experience

IFP SECURITIES, LLC

INDEPENDENT FINANCIAL PARTNERS

LPL FINANCIAL LLC

HARBOUR INVESTMENTS, INC.

HARBOUR INVESTMENTS, INC.

COORDINATED CAPITAL SECURITIES, INC.

COORDINATED CAPITAL SECURITIES, INC.

BAKER TILLY CAPITAL, LLC

BAKER TILLY INVESTMENT ADVISORS

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

SECURITIES AMERICA, INC.

HIMCO DISTRIBUTION SERVICES COMPANY

NEW ENGLAND SECURITIES

AETNA LIFE INSURANCE AND ANNUITY COMPANY

MONARCH SECURITIES, INC.

Primary Firm SEC Registration

ASSUREDPARTNERS INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 1/19/1995

SIE

Date: 10/1/2018

Series 2

Date: 2/23/1977

Current Firm

ASSUREDPARTNERS INVESTMENT ADVISORS

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSUREDPARTNERS INVESTMENT ADVISORS

TRUST BUT VERIFY

Similar Advisors