Wayne Allen Monroe
Professional Summary
Wayne Allen Monroe, who also goes by Wayne A Monroe, is a registered financial advisor currently at MORRIS GROUP, INC. located in Indianapolis, Indiana. Wayne is registered as a RR (Registered Representative) and started their career in finance in 1983. Wayne has worked at 4 firms and has passed the Series 63, SIE, Series 22 and Series 2 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Wayne A Monroe
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
53 years in the financial services industry
Current & Past Employments
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Current Firm
MORRIS GROUP, INC.
Contact Information
Main Address
8445 Keystone Xing Suite 240, Indianapolis, IN 46240Mailing Address
8445 Keystone Xing Suite 240, Indianapolis, IN 46240Phone Number
(317) 217-5440Established
Indiana since 10/22/1982Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/7/2013)
(1/6/1992)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Feb 1986About the Series 22 examSeries 2 — Non-Member General Securities Examination
Passed Jan 1973SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Wayne Allen Monroe's CRS (Customer Relationship Summary).
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