Wayne A. Monroe
Professional summary
Wayne Allen Monroe, who also goes by Wayne A Monroe, is a registered financial professional currently at MORRIS GROUP, INC. located in Indianapolis, Indiana.
Wayne is registered as a RR (Registered Representative) and started their career in finance in 1983. Wayne has worked at 4 firms and has passed the Series 63, SIE, Series 22 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wayne Allen Monroe's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 1992 - Present
MORRIS GROUP, INC.
Office #1: 8445 Keystone Xing Suite 240, Indianapolis, IN 46240March 6, 1987 - December 31, 1991
TRANSAMERICA SECURITIES SALES CORPORATION
June 19, 1983 - February 25, 1992
AETNA LIFE INSURANCE AND ANNUITY COMPANY
April 6, 1983 - December 31, 1991
TRANSAMERICA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2013)
(1/6/1992)
Exams
Series 2
Date: 1/30/1973
Non-Member General Securities ExaminationFINRA
Current Firm
MORRIS GROUP, INC.
CRD#: 13181 / SEC#: , 8-28916
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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