Aaron E. Burns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aaron Edward Burns was a registered financial advisor .
Aaron is a previously registered financial advisor and started their career in finance in 1983. Aaron had worked at 13 firms and has passed the Series 66 and Series 63 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2007 - March 19, 2009
MSI FINANCIAL SERVICES, INC.
April 7, 2005 - April 18, 2005
GREENBOOK INVESTMENT MANAGEMENT, INC.
February 8, 2005 - June 29, 2007
SIGNATURE FINANCIAL GROUP, INC.
July 28, 2004 - February 4, 2005
GREAT NORTHERN FINANCIAL SECURITIES, INC.
August 4, 2003 - August 27, 2004
SIGNATURE FINANCIAL GROUP, INC.
January 13, 2003 - December 31, 2004
XELAN FINANCIAL PLANNING, INC.
January 11, 2002 - January 15, 2003
XELAN INVESTMENT SERVICES, INC.
March 31, 2000 - September 16, 2002
METROPOLITAN INVESTMENT SECURITIES, INC.
May 12, 1999 - November 24, 1999
METROPOLITAN INVESTMENT SECURITIES, INC.
May 23, 1997 - August 12, 1997
MUTUAL SERVICE CORPORATION
June 16, 1992 - July 24, 1997
JOHN HANCOCK DISTRIBUTORS LLC
November 8, 1990 - June 2, 1992
OLD SLIP CAPITAL MANAGEMENT, INC.
November 17, 1989 - March 6, 1990
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 24, 1983 - October 6, 1983
AETNA FINANCIAL SERVICES, INC.
June 19, 1983 - August 22, 1983
AETNA LIFE INSURANCE AND ANNUITY COMPANY
April 27, 1983 - November 28, 1989
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
