Robert Louis Redding
Professional Summary
Robert Louis Redding, who also goes by Bob Redding, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1983 - 2002. Robert had worked at 8 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bob Redding
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
CAL FED INVESTMENTS | FN INVESTMENT CENTER
Contact Information
Established
California since 08/15/1986Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITIBANK (WEST) FSB | DIRECT OWNER | — |
| AVILA, STEVEN | ASSISTANT SECRETARY | — |
| BENNETT, DAVID, W | FIRST VICE PRESIDENT & RISK MANAGEMENT OFFICER | — |
| BERNOT, DEBORAH CHRISTINE | PRESIDENT (DIRECTOR) | 874079 |
| BRENNAN, EDWARD MICHAEL | FIRST VP | 1191425 |
| DANIELS, DONNA ROSS | DIRECTOR | 2457651 |
| DIAMOND, KIMBERLEY SUE | FIRST VP | 874757 |
| DOYLE, CHRYSTINE HARRIET | FIRST VP | 835739 |
| ELLER, JAMES ROBERT JR | SENIOR VP/CORPORATE SECRETARY | — |
| FRONTIERO, PETER STEVEN | SENIOR VICE PRESIDENT | 1086141 |
| GIANATASIO, PATRICIA LOUISE | VP | 1136139 |
| GODBEY, MARSHALL RAY | FIRST VICE PRESIDENT | — |
| HOAGLIN, MARK EDWARD | 1ST VP | 2699114 |
| JAMAL, MALIA LITTLE | 1ST VP | 1681671 |
| LANZNER, EDWARD HENRY | FIRST VICE PRESIDENT | 1327170 |
| LASALLE, JOHN FRANCIS | SENIOR VP | 1044909 |
| MAGUIRE, WILLIAM JOHN JR | DIRECTOR | 2040885 |
| MOON, CAROLYN ELIZABETH | FIRST VP | 1395727 |
| PERRELLA, VICTOR ANTHONY JR | SENIOR VICE PRESIDENT | — |
| POOLE, ANNETTE SUE | VICE PRESIDENT | 2397264 |
| RICE, PETER ANTHONY | VP AND CHIEF FINANCIAL OFFICER | 1218517 |
| SANSOUCI, MICHA RENEE | 1ST VP | 2172834 |
| SPRENGER, STUART ANDREW | 1ST VICE PRESIDENT | 2142881 |
| TRAVALE, SALVATORE SAM | FIRST VP | 1114661 |
| TUCEI, RENEE N | EXECUTIVE VP AND TREASURER | 2585150 |
| VALESTRINO, GARY STEVEN | VP | 1174325 |
| WINCHEL, TANYA | VICE PRESIDENT | — |
Disclosures
Regulatory Event
1Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Aug 1984About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1983About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Oct 1987About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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