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Abisoye Ibraheem Adekoya

CRD# 1114651·Registered 1983 - 1995
Previously Registered: Being a previously registered professional could mean that Abisoye is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Abisoye Ibraheem Adekoya was a registered financial advisor. Abisoye was a previously registered financial professional and started their career in finance 1983 - 1995. Abisoye had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

ENERIC FINANCIAL SERVICES, INC.·CRD# 11761
BD
Fairfield, IA
August 3, 1994 - December 31, 1995
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
September 3, 1991 - August 9, 1994
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
November 15, 1988 - August 29, 1991
SOUTHMARK FINANCIAL SERVICES, INC.·CRD# 6518
BD
October 31, 1985 - December 16, 1988
INTERBANC EQUITY CORPORATION·CRD# 10408
BD
April 11, 1984 - October 14, 1985
B & A SECURITIES CORPORATION·CRD# 14390
BD
February 7, 1984 - April 30, 1984
TOWER SQUARE SECURITIES, INC.·CRD# 833
BD
El Segundo, CA
August 29, 1983 - February 24, 1986

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Current Firm

EF
ENERIC FINANCIAL SERVICES, INC.

ENERIC FINANCIAL SERVICES, INC. | JANOIL SECURITIES INC

CRD#: 11761 / SEC#: 8-26023
BD
Terminated by SEC on 10/12/2002

Contact Information

Established

Florida since 03/10/1981

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CAMBRIDGE INVESTMENT GROUP, INC.SHAREHOLDER/HOLDING COMPANY—
BALLARD, DAWN MICHELLEVICE PRESIDENT-FINANCE/FINOP4307612
DOLLIVE, PETER DOMENICOSR. VICE PRESIDENT/TREASURER1139818
HOLTZ, LOUISE DOROTHYVICE PRESIDENT/DIR OF TRADING-OPERATIONS/SROP/ROP/CROP1942041
LISTER, TERRY LEEEXEC VICE PRESIDENT/SEC'Y/GENERAL COUNSEL/DIR OF COMPLIANCE724524
SCHWARTZ, ERICPRESIDENT/CEO/DIRECTOR1203799
WEBBER, AMY LYNNEXEC VICE PRESIDENT/COO1812670

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 1986About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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