Abisoye I. Adekoya
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Abisoye Ibraheem Adekoya was a registered financial professional .
Abisoye is a previously registered financial professional and started their career in finance in 1983. Abisoye had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 1994 - December 31, 1995
ENERIC FINANCIAL SERVICES, INC.
September 3, 1991 - August 9, 1994
SECURITIES AMERICA, INC.
November 15, 1988 - August 29, 1991
FIRST MONTAUK SECURITIES CORP.
October 31, 1985 - December 16, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
April 11, 1984 - October 14, 1985
INTERBANC EQUITY CORPORATION
February 7, 1984 - April 30, 1984
B & A SECURITIES CORPORATION
August 29, 1983 - February 24, 1986
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ENERIC FINANCIAL SERVICES, INC.
CRD#: 11761 / SEC#: , 8-26023
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BALLARD, DAWN MICHELLE | VICE PRESIDENT-FINANCE/FINOP | 4307612 |
| DOLLIVE, PETER DOMENICO | SR. VICE PRESIDENT/TREASURER | 1139818 |
| HOLTZ, LOUISE DOROTHY | VICE PRESIDENT/DIR OF TRADING-OPERATIONS/SROP/ROP/CROP | 1942041 |
| LISTER, TERRY LEE | EXEC VICE PRESIDENT/SEC'Y/GENERAL COUNSEL/DIR OF COMPLIANCE | 724524 |
| SCHWARTZ, ERIC | PRESIDENT/CEO/DIRECTOR | 1203799 |
| WEBBER, AMY LYNN | EXEC VICE PRESIDENT/COO | 1812670 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
