Marie Goforth Albarian
Professional summary
Marie Goforth Albarian, who also goes by Marie Hortense Goforth, Marie P Goforth, Marie Pedraza Goforth, Marie Goforth, Marie H Goforthreed, Marie Goforthreed, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in San Antonio, Texas.
Marie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Marie has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marie Goforth Albarian's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Marie Goforth Albarian's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 7, 2019 - Present
CENTAURUS FINANCIAL, INC.
May 21, 2019 - Present
CENTAURUS FINANCIAL, INC.
May 20, 2019 - May 21, 2019
CENTAURUS FINANCIAL, INC.
May 4, 2017 - May 20, 2019
CAPITAL FINANCIAL SERVICES, INC.
January 10, 2017 - May 20, 2019
CAPITAL FINANCIAL SERVICES, INC.
September 8, 2009 - August 9, 2016
LPL FINANCIAL LLC
September 8, 2009 - August 9, 2016
LPL FINANCIAL LLC
February 15, 2006 - September 8, 2009
MUTUAL SERVICE CORPORATION
January 16, 2001 - March 10, 2006
MG FINANCIAL STRATEGIES INC
January 2, 1998 - September 8, 2009
MUTUAL SERVICE CORPORATION
March 7, 1996 - December 31, 1997
THE ADVISORS GROUP, INC.
February 9, 1987 - March 24, 1987
LOWRY FINANCIAL SERVICES CORPORATION
April 28, 1983 - February 7, 1996
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/21/2019)
(6/10/2019)
(6/24/2025)
(5/21/2019)
(6/20/2019)
(6/7/2019)
(6/7/2019)
(5/21/2019)
(6/11/2019)
Exams
FINRA
Current Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
