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Marie Goforth Albarian

CENTAURUS FINANCIAL
San Antonio, TX
Some features on this profile are disabled
CRD#: 1114498
MG

Professional summary


Marie Goforth Albarian, who also goes by Marie Hortense Goforth, Marie P Goforth, Marie Pedraza Goforth, Marie Goforth, Marie H Goforthreed, Marie Goforthreed, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in San Antonio, Texas.

Marie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Marie has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Marie Hortense Goforth | Marie P Goforth | Marie Pedraza Goforth | Marie Goforth | Marie H Goforthreed | Marie Goforthreed

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MG Financial Strategies, Inc., non-investment related, 14310 Northbrook Drive, Suite #140, San Antonio, TX 78232, DBA for marketing and branding purposes, owner, since 11/1/2018.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Marie Goforth Albarian's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD


Click below to view Marie Goforth Albarian's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 7, 2019 - Present

CENTAURUS FINANCIAL, INC.

RIA
BD
CRD#: 30833
San Antonio, TX
Current

May 21, 2019 - Present

CENTAURUS FINANCIAL, INC.

RIA
BD
CRD#: 30833
San Antonio, TX
Past

May 20, 2019 - May 21, 2019

CENTAURUS FINANCIAL, INC.

RIA
CRD#: 30833
San Antonio, TX
Past

May 4, 2017 - May 20, 2019

CAPITAL FINANCIAL SERVICES, INC.

RIA
CRD#: 8408
San Antonio, TX
Past

January 10, 2017 - May 20, 2019

CAPITAL FINANCIAL SERVICES, INC.

BD
CRD#: 8408
San Antonio, TX
Past

September 8, 2009 - August 9, 2016

LPL FINANCIAL LLC

RIA
CRD#: 6413
SAN ANTONIO, TX
Past

September 8, 2009 - August 9, 2016

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN ANTONIO, TX
Past

February 15, 2006 - September 8, 2009

MUTUAL SERVICE CORPORATION

RIA
CRD#: 4806
SAN ANTONIO, TX
Past

January 16, 2001 - March 10, 2006

MG FINANCIAL STRATEGIES INC

RIA
CRD#: 114589
SAN ANTONIO, TX
Past

January 2, 1998 - September 8, 2009

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
SAN ANTONIO, TX
Past

March 7, 1996 - December 31, 1997

THE ADVISORS GROUP, INC.

BD
CRD#: 14035
BETHESDA, MD
Past

February 9, 1987 - March 24, 1987

LOWRY FINANCIAL SERVICES CORPORATION

BD
CRD#: 7291
Past

April 28, 1983 - February 7, 1996

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(5/21/2019)
IAR
Arizona
(6/10/2019)
RR
Colorado
(6/24/2025)
RR
New Jersey
(5/21/2019)
IAR
New Jersey
(6/20/2019)
RR
Texas
(6/7/2019)
IAR
Texas
(6/7/2019)
RR
Virginia
(5/21/2019)
IAR
Virginia
(6/11/2019)

Exams


State Security Law Exam
RR
Series 63
Date: 8/29/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580

SEC notice filing (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

CENTAURUS FINANCIAL, INC. FORM ADV PART 2 APPENDIX 1 (7/24/2025)

Direct owners and executive officers


NamePositionCRD#
FEDERATION OF FINANCIAL SERVICESOWNER
KREMER, STEPHEN MARKOWNER1188829
RUBINO, MICHAEL PETEROWNER1188940
DUHOVIC, JEROME VICTORDIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER2123754
DUHOVIC, JEROME VICTORCHIEF COMPLIANCE OFFICER2123754
KING, JAMES RONALD SRDIRECTOR/CHAIRMAN OF THE BOARD/CEO269927
KING, PAUL JDIRECTOR/GENERAL COUNSEL5017845
KING, WESTLEY HAYESDIRECTOR/PRESIDENT2527676
LEJMAN, SHERI JCFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER

Regulatory assets under management


Total Number of Accounts38,049
AUM (Assets Under Management)$ 7,336,108,151

Disclosures


Regulatory Event18
Arbitration8

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CENTAURUS FINANCIAL, INC.

CRD#: 30833San Antonio, TX

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