Michael J. Chapman

KESSLER INVESTMENT GROUP

Columbus, IN 47201

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CRD#: 1114425

Professional summary

Michael Joe Chapman, CFP®, who also goes by Michael Joseph Chapman, is a registered financial advisor currently at KESSLER INVESTMENT GROUP, LLC located in Columbus, Indiana.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Michael has worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Joseph Chapman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

100% Owner Real Estate Holding Company - Provident Lending, Inc.; 8846 Pin Oak Drive, Zionsville, IN 46077 - Not investment related - President 03/02/2005 1 HRS / Month, Zero hours during security trading hours - Duties - oversight and bookkeeping. 50% Owner C&Q Realty LLC. - A real estate holding Holding company - 8846 Pin Oak Drive, Zionsville, IN 46077;- Not investment related - Managing Partner - Duties- bookkeeper - 3 hours per month, zero hours per trading day hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joe Chapman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

February 6, 2024 - Present

KESSLER INVESTMENT GROUP, LLC

Office #1: 50 Washington Street Suite 3b, Columbus, IN 47201

RIA

CRD#: 153696

Columbus, IN

Past

August 25, 2010 - January 31, 2024

PROVIDENT CAPITAL MANAGEMENT INC

RIA

CRD#: 133898

CARMEL, IN

Past

February 13, 2002 - March 22, 2005

PROVIDENT CAPITAL MANAGEMENT, INC.

RIA

CRD#: 111262

CARMEL, IN

Past

December 5, 2000 - December 31, 2002

PROVIDENT CAPITAL MANAGEMENT, LLC

RIA

CRD#: 111262

CARMEL, IN

Past

January 10, 2000 - April 14, 2003

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

January 4, 1999 - January 25, 2000

NATCITY INSURANCE SERVICES, INC.

CRD#: 16989

CLEVELAND, OH

Past

August 3, 1998 - January 4, 1999

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

June 13, 1997 - August 3, 1998

INDEPENDENT FINANCIAL SECURITIES, INC.

CRD#: 19924

Past

January 10, 1997 - January 25, 2000

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

March 6, 1989 - January 14, 1997

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

September 24, 1984 - March 13, 1989

BLUNT ELLIS & LOEWI INCORPORATED

CRD#: 7580

Past

April 20, 1983 - September 21, 1984

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESSLER INVESTMENT GROUP, LLC

KESSLER INVESTMENT ADVISORY GROUP | KESSLER INVESTMENT GROUP, LLC

CRD#: 153696 / SEC#: 801-71393

RIA

Registered Investment Advisory firm - (5/13/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(2/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/24/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/11/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/16/1983

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 4/11/1983

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 5/9/1997

General Securities Principal Examination

Current Firm

KESSLER INVESTMENT GROUP, LLC

KESSLER INVESTMENT ADVISORY GROUP | KESSLER INVESTMENT GROUP, LLC

CRD#: 153696 / SEC#: 801-71393

RIA

Registered Investment Advisory firm - (5/13/2010 Approved)

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Contact information

Main Address

50 Washington Street Suite 3b, Columbus, IN 47201

Mailing Address

Phone number

(812) 314-0083

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,140
AUM (Assets Under Management)	$ 300,442,706

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael J. Chapman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joe Chapman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROVIDENT CAPITAL MANAGEMENT INC

PROVIDENT CAPITAL MANAGEMENT, INC.

PROVIDENT CAPITAL MANAGEMENT, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

NATCITY INSURANCE SERVICES, INC.

IFMG SECURITIES, INC.

INDEPENDENT FINANCIAL SECURITIES, INC.

NATCITY INVESTMENTS, INC.

A. G. EDWARDS & SONS, INC.

BLUNT ELLIS & LOEWI INCORPORATED

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

KESSLER INVESTMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/24/2012

Series 63

Date: 5/11/1983

Series 7

Date: 4/16/1983

Series 3

Date: 4/11/1983

Series 24

Date: 5/9/1997

Current Firm

KESSLER INVESTMENT GROUP, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KESSLER INVESTMENT GROUP, LLC

TRUST BUT VERIFY

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