Charles F. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Foster Davis was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1983. Charles had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2015 - December 31, 2016
NOVUS WEALTH ADVISORS
May 5, 2015 - September 28, 2016
LPL FINANCIAL LLC
March 3, 2006 - May 20, 2015
MOMENTUM INDEPENDENT NETWORK INC.
March 3, 2006 - May 20, 2015
MOMENTUM INDEPENDENT NETWORK INC.
May 7, 1999 - March 2, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 4, 1999 - March 2, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 4, 1988 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
April 20, 1983 - April 9, 1988
FIRST AFFILIATED SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NOVUS WEALTH ADVISORS
CRD#: 164547 / SEC#:
Contact information
Red Flags
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