John G. Harmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John George Harmann was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 4 firms and has passed the Series 63, Series 24, Series 53, Series 4 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 1994 - August 30, 1994
TAMARON INVESTMENTS, INC.
August 29, 1991 - June 2, 1992
CHATFIELD DEAN & CO., INC.
November 3, 1989 - October 25, 1990
R.B. MARICH, INC.
March 20, 1989 - September 28, 1989
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
April 19, 1983 - November 22, 1988
R.B. MARICH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TAMARON INVESTMENTS, INC.
CRD#: 14929 / SEC#: , 8-31412
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
