James J. Kropog

KROPOG FINANCIAL GROUP

MANDEVILLE, LA 70471

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CRD#: 1114321

Professional summary

James John Kropog JR, CFP®, who also goes by James John (jr) Kropog, Jim Kropog, is a registered financial advisor currently at KROPOG FINANCIAL GROUP, LLC located in Mandeville, Louisiana and LPL FINANCIAL LLC located in Mandeville, Louisiana.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. James has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Comprehensive Financial Planni...

Investment Planning

Retirement Planning

Are you a "fiduciary"?

Yes

Aliases

James John (jr) Kropog | Jim Kropog

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 08/01/2011 - No Business Name - DBA for LPL Business (entity for LPL business) - KROPOG FINANCIAL GROUP, LLC - INV REL - At Reported Business Location(s) (2) 06/22/2016 - Kropog Financial Group, LLC - Registered Investment Advisor - (Hybrid) Kropog Financial Group, LLC - INV REL - Start 04/01/2016 - 2895 Hwy 190, Suite 205, Mandeville, LA 70471 - We mostly provide financial plans as a service covered by our advisory fee. Occasionally, we provide our services for an hourly or flat fee. All IAR's with the new RIA are registered with LPL. The RIA is also the DBA for our LPL business. - 150 Hr/Mo; 120 During Secs Trdg Hrs

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James John Kropog JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

March 28, 2016 - Present

KROPOG FINANCIAL GROUP, LLC

Office #1: 2895 Highway 190 Ste 205, Mandeville, LA 70471

RIA

CRD#: 282747

MANDEVILLE, LA

Current

February 9, 2004 - Present

LPL FINANCIAL LLC

Office #1: 2895 Highway 190, Ste 205, Mandeville, LA 70471

RIA

CRD#: 6413

MANDEVILLE, LA

Past

February 9, 2004 - July 19, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

MANDEVILLE, LA

Past

January 3, 2001 - February 7, 2004

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

March 9, 1998 - December 31, 2000

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

January 3, 1996 - February 19, 1998

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

July 26, 1995 - January 17, 1996

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

LOS ANGELES, CA

Past

January 7, 1992 - August 18, 1995

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

August 11, 1983 - August 16, 1990

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KROPOG FINANCIAL GROUP, LLC

KROPOG FINANCIAL GROUP | KROPOG FINANCIAL GROUP, LLC

CRD#: 282747 / SEC#: 801-123679

RIA

Registered Investment Advisory firm - (4/14/2022 Approved)

Florida

Registered Investment Advisory firm - (4/26/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (5/3/2022 Terminated)

Mississippi

Registered Investment Advisory firm - (4/26/2022 Terminated)

Tennessee

Registered Investment Advisory firm - (4/26/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/26/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Louisiana
(2/9/2004)

IAR

Louisiana
(4/4/2016)

IAR

Texas
(3/28/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/5/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/1/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/3/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/23/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KROPOG FINANCIAL GROUP, LLC

KROPOG FINANCIAL GROUP | KROPOG FINANCIAL GROUP, LLC

CRD#: 282747 / SEC#: 801-123679

RIA

Registered Investment Advisory firm - (4/14/2022 Approved)

Florida

Registered Investment Advisory firm - (4/26/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (5/3/2022 Terminated)

Mississippi

Registered Investment Advisory firm - (4/26/2022 Terminated)

Tennessee

Registered Investment Advisory firm - (4/26/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/26/2022 Terminated)

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Contact information

Main Address

2895 Highway 190 Ste 205, Mandeville, LA 70471

Mailing Address

Phone number

(985) 727-6724

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2021 KROPOG 2A-2B (2/6/2025)

Regulatory assets under management

Total Number of Accounts	489
AUM (Assets Under Management)	$ 142,020,204

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

James J. Kropog

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James John Kropog JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MML INVESTORS SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

FSC SECURITIES CORPORATION

TRANSAMERICA FINANCIAL ADVISORS, INC.

GUARDIAN INVESTOR SERVICES LLC

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

KROPOG FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/1999

Series 63

Date: 9/5/1996

SIE

Date: 10/1/2018

Series 7

Date: 10/1/1999

Series 6

Date: 1/3/1992

Series 24

Date: 2/23/2007

FINRA

Current Firm

KROPOG FINANCIAL GROUP, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KROPOG FINANCIAL GROUP, LLC

TRUST BUT VERIFY

Contact information

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