Charles H. Baldwin

BCAS

Bedford, NH 03110

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CRD#: 11143

Professional summary

Charles Henry Baldwin, who also goes by Chuck Baldwin, Skeet Baldwin, is a registered financial advisor currently at BCAS located in Bedford, New Hampshire.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1971. Charles has worked at 6 firms and has passed the Series 63, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chuck Baldwin | Skeet Baldwin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BOARD OF TRUSTEES AND FINANCE AND INVESTMENT COMMITTEE MEMBER OF THE CROTCHED MOUNTAIN FOUNDATION (CMF), A 501(C)(3) CHARITABLE ENTITY. 1 VERNEY DRIVE, GREENFIELD, NH 03047 I AM A NON-PAID VOLUNTEER. BOARD OF TRUSTEE MEMBER SINCE 1988. I SPEND 5 HOURS A MONTH CONDUCTING THIS ACTIVITY, 5 HOURS A MONTH DURING SECURITIES TRADING HOURS. LICENSED INSURANCE BROKER WITH VARIOUS INSURANCE COMPANIES (UNDER BALDWIN & CLARKE LLP) THROUGH BALDWIN & CLARKE LLP, 1 BEDFORD FARMS DR, SUITE 102, BEDFORD, NH 03110. NON-INVESTMENT RELATED. DUTIES: IDENTIFY CLIENT INSURANCE NEEDS, REVIEW PRODUCTS FOR SUITABILITY, SELL THE INSURANCE. START DATE: 1971. 20-50 HOURS/MONTH, 20-40 DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Henry Baldwin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 1992 - Present

BCAS

Office #1: 1 Bedford Farms Drive Suite 102, Bedford, NH 03110

RIA

CRD#: 105666

Bedford, NH

Past

May 3, 1999 - March 27, 2013

PARK AVENUE SECURITIES LLC

CRD#: 46173

BEDFORD, NH

Past

October 17, 1996 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

January 10, 1995 - October 17, 1996

POLARIS FINANCIAL SERVICES, INC.

CRD#: 14521

CONCORD, NH

Past

March 14, 1988 - January 5, 1995

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

Past

February 20, 1987 - January 21, 1988

MCGINN, SMITH & CO., INC.

CRD#: 8453

Past

July 2, 1976 - January 5, 1995

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

January 4, 1971 - July 28, 1976

EQUITY SERVICES, INC.

CRD#: 265

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BCAS

BALDWIN & CLARKE ADVISORY SERVICE LLC | BCAS | BALDWINCLARKE | BALDWIN & CLARKE ADVISORY SERVICES, INC. | BALDWIN & CLARKE ADVISORY SERVICES LLC

CRD#: 105666 / SEC#: 801-25587

RIA

Registered Investment Advisory firm - (10/25/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/26/2016)

IAR

Maine
(1/6/2015)

IAR

Massachusetts
(12/5/2017)

IAR

New Hampshire
(1/1/1992)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/6/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 3/12/1968

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/10/2001

General Securities Principal Examination

Current Firm

BCAS

BALDWIN & CLARKE ADVISORY SERVICE LLC | BCAS | BALDWINCLARKE | BALDWIN & CLARKE ADVISORY SERVICES, INC. | BALDWIN & CLARKE ADVISORY SERVICES LLC

CRD#: 105666 / SEC#: 801-25587

RIA

Registered Investment Advisory firm - (10/25/1985 Approved)

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Contact information

Main Address

1 Bedford Farms Dr Suite 102, Bedford, NH 03110

Mailing Address

Phone number

(603) 668-4353

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

03-20-25 (3/24/2025)

Regulatory assets under management

Total Number of Accounts	638
AUM (Assets Under Management)	$ 388,068,315

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Charles H. Baldwin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Henry Baldwin's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

POLARIS FINANCIAL SERVICES, INC.

GUARDIAN INVESTOR SERVICES LLC

MCGINN, SMITH & CO., INC.

GUARDIAN INVESTOR SERVICES LLC

EQUITY SERVICES, INC.

Primary Firm SEC Registration

BCAS

State Registrations and Notice Filings

Exams

Series 63

Date: 2/6/1987

Series 1

Date: 3/12/1968

Series 24

Date: 5/10/2001

Current Firm

BCAS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BCAS

TRUST BUT VERIFY

Contact information

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