David L. Garrett

GARRETT CAPITAL INVESTMENT MANAGEMENT

LOGAN, UT

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CRD#: 1114266

Professional summary

David Lawrence Garrett is a registered financial advisor currently at GARRETT CAPITAL INVESTMENT MANAGEMENT located in Logan, Utah and GARRETT CAPITAL PRIVATE EQUITY LLC located in Kaysville, Utah.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. David has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GARRETT CAPITAL MANAGEMENT - EXISTING CORPORATION (FORMER INVESTMENT ADVISOR) WHICH IS NOW CONSOLIDATED WITH THE APPLICANT. ENSIGN CAPITAL MANAGEMENT, INC - 100% OWNERSHIP SINCE 1991 - PRESIDENT - TIMERTRAC.COM - WEB-BASED NEWSLETTER TRACKING MARKET TIMERS, OWNER SINCE 2000 - FULL DUTIES TACKING TIMERS. SAME ADDRESS AS APPLICANT ALL FUNCTIONS OF THE ABOVE THESE FIRMS INTER-RELATE AND OVERLAP. DAZZLE FROZEN YOGURT - CO-OWNED WITH WIFE. PART-TIME ASSISTANCE DUTIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lawrence Garrett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 23, 1999 - Present

GARRETT CAPITAL INVESTMENT MANAGEMENT

RIA

CRD#: 116107

LOGAN, UT

Current

April 22, 2014 - Present

GARRETT CAPITAL PRIVATE EQUITY LLC

RIA

CRD#: 159567

Kaysville, UT

Past

July 8, 1992 - December 31, 2005

ENSIGN CPAITAL MANAGEMENT, INC.

RIA

CRD#: 116204

FRUIT HEIGHTS, UT

Past

April 3, 1991 - January 10, 1992

SECURITIES AMERICA, INC.

CRD#: 10205

Past

May 16, 1986 - April 10, 1991

FIRST WESTERN ADVISORS

CRD#: 13623

Past

June 6, 1983 - May 22, 1986

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(11/23/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/25/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 1/6/1984

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/21/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/5/1991

General Securities Principal Examination

Current Firm

GARRETT CAPITAL INVESTMENT MANAGEMENT

GARRETT CAPITAL INC. | THETIMER.COM | THEASSETALLOCATOR.COM | GARRETT CAPITAL INVESTMENT MANAGEMENT

CRD#: 116107 / SEC#:

California

Registered Investment Advisory firm - (4/28/2023 Terminated)

Idaho

Registered Investment Advisory firm - (5/5/2006 Approved)

Utah

Registered Investment Advisory firm - (11/23/1999 Approved)

Washington

Registered Investment Advisory firm - (12/5/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Kaysville, UT

Mailing Address

Phone number

(800) 657-2600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	39
AUM (Assets Under Management)	$ 5,682,434

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David L. Garrett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lawrence Garrett's CRS (Customer Relationship Summary).

Certified licenses

Experience

GARRETT CAPITAL PRIVATE EQUITY LLC

ENSIGN CPAITAL MANAGEMENT, INC.

SECURITIES AMERICA, INC.

FIRST WESTERN ADVISORS

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/1995

Series 63

Date: 5/25/1983

Series 3

Date: 1/6/1984

Series 7

Date: 5/21/1983

Series 24

Date: 7/5/1991

Current Firm

GARRETT CAPITAL INVESTMENT MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GARRETT CAPITAL INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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