Angela M. Buro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angela Marie Buro, who also goes by Anfela Marie Fazio, Angela Marie Fazio, was a registered financial professional .
Angela is a previously registered financial professional and started their career in finance in 1985. Angela had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2013 - January 23, 2023
SYMETRA SECURITIES, INC.
March 1, 2012 - September 30, 2013
SIGNATOR FINANCIAL SERVICES, INC.
February 23, 2012 - October 2, 2013
SIGNATOR FINANCIAL SERVICES, INC.
July 21, 2005 - August 25, 2010
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
April 20, 2005 - August 25, 2010
NYLIFE DISTRIBUTORS LLC
February 4, 2004 - April 21, 2004
SCHRODER FUND ADVISORS LLC
July 10, 2000 - May 16, 2002
LAZARD FRERES & CO. LLC
October 5, 1998 - July 5, 2000
SCHRODER FUND ADVISORS LLC
December 9, 1996 - August 21, 1998
EQUITABLE DISTRIBUTORS, LLC
July 7, 1994 - August 20, 1996
MANULIFE WOOD LOGAN, INC.
September 1, 1992 - October 18, 1993
BD COMPLIANCE SOLUTIONS, LLC
June 11, 1991 - August 5, 1992
LEHMAN BROTHERS INC.
November 30, 1989 - December 31, 1990
ABI SECURITIES, INC.
April 2, 1986 - December 21, 1989
COREBRIDGE CAPITAL SERVICES, INC.
January 29, 1985 - October 4, 1985
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SYMETRA SECURITIES, INC.
CRD#: 739 / SEC#: , 8-13470
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYMETRA FINANCIAL CORPORATION | OWNER | |
| BALKOVETZ, CHANTEL LEE | DIRECTOR | 2490011 |
| DIMITRI, DAVID MICHAEL | SECRETARY | 4806001 |
| DOW, SHANEN LYNN | ASSISTANT TREASURER | 7676848 |
| ELLIS, COURTNEY LYNN | CHIEF OPERATING OFFICER | 5460601 |
| FARRELL, ANDREW MICHAEL | PRESIDENT, DIRECTOR | 4463467 |
| HANSON, COLLEEN | ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL | 7271134 |
| MURPHY, COLLEEN MARY | DIRECTOR | 4842602 |
| NORBERG, KRISTIN ROUST | VICE PRESIDENT | 7033021 |
| OBERDECK, ANDREW A | ASSISTANT SECRETARY | 8015633 |
| OTTO, JOSEPHINE R | ASSISTANT SECRETARY | 8015301 |
| RABIN, KEVIN WILLIAM | DIRECTOR | 7033042 |
| SANDERS, BARBARA ANN | CHIEF COMPLIANCE OFFICER | 2206030 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
