Colleen P. Mcdermott
Professional summary
Colleen Patrice Mcdermott, who also goes by Colleen Mcdermott, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Chicago, Illinois.
Colleen is registered as a RR (Registered Representative) and started their career in finance in 1995. Colleen has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Colleen Patrice Mcdermott's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2022 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 225 W Wacker Drive Suite 1200, Chicago, IL 60606October 18, 2017 - June 30, 2022
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
September 8, 2014 - July 17, 2017
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
September 4, 1996 - June 1, 1999
UBS ASSET MANAGEMENT (US) INC.
August 7, 1995 - July 24, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/18/2023)
Exams
FINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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