George A. Huss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Alexander Huss was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1984. George had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2008 - December 31, 2013
HERITAGE CAPITAL MANAGEMENT LLC
January 5, 1999 - September 1, 2006
NORTHEAST SECURITIES, LLC
September 1, 1997 - January 21, 1999
DB ALEX. BROWN LLC
September 17, 1993 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
June 20, 1984 - September 21, 1987
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
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Exams
Current Firm
HERITAGE CAPITAL MANAGEMENT LLC
CRD#: 111848 / SEC#: 801-56148
Contact information
Red Flags
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