Gayle E. Pereira
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gayle Esther Pereira, who also goes by Gayle Ester Pereira, was a registered financial professional .
Gayle is a previously registered financial professional and started their career in finance in 1983. Gayle had worked at 3 firms and has passed the Series 63, SIE, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2021 - March 4, 2023
MODERN CAPITAL SECURITIES INC.
August 19, 2004 - February 4, 2019
MODERN CAPITAL SECURITIES INC.
December 9, 1986 - October 8, 2002
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
April 19, 1983 - October 10, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 5/18/1983
Interest Rate Options ExaminationCurrent Firm
MODERN CAPITAL SECURITIES INC.
CRD#: 130876 / SEC#: , 8-66403
Contact information
FINRA licenses (34 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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