Gray R. Hudson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gray Rives Hudson was a registered financial professional .
Gray is a previously registered financial professional and started their career in finance in 1983. Gray had worked at 10 firms and has passed the Series 63, SIE, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2010 - October 4, 2019
G. A. REPPLE & COMPANY
September 16, 2005 - November 2, 2010
PARKLAND SECURITIES, LLC
September 24, 2004 - September 16, 2005
GUNNALLEN FINANCIAL, INC
February 27, 2004 - November 2, 2004
MERRIMAC CORPORATE SECURITIES, INC.
March 5, 2003 - November 5, 2004
ALLEN DOUGLAS SECURITIES, INC.
February 9, 2002 - February 20, 2002
PARKLAND SECURITIES, LLC
June 1, 1996 - February 9, 2002
WALNUT STREET SECURITIES, INC.
January 11, 1996 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
November 14, 1989 - January 16, 1996
AMERICAN CAPITAL CORPORATION
November 19, 1987 - November 16, 1989
BERACHAH SECURITIES CORPORATION
April 15, 1983 - November 30, 1987
PFS INVESTMENTS INC.
Primary Firm SEC Registration
G. A. REPPLE & COMPANY
CRD#: 17486 / SEC#: 801-63426, 8-35315
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
G. A. REPPLE & COMPANY
CRD#: 17486 / SEC#: 801-63426, 8-35315
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,349 |
| AUM (Assets Under Management) | $ 614,731,911 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
