Donnajean N. Flood
Professional summary
Donnajean Nmn Flood, who also goes by Donnajean Flood Ms., Donna Jean Johnson, Donnajean Johnson, is a registered financial professional currently at ROBERTS & RYAN, INC. located in New York, New York.
Donnajean is registered as a RR (Registered Representative) and started their career in finance in 1986. Donnajean has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donnajean Nmn Flood's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 13, 2024 - Present
ROBERTS & RYAN, INC.
Office #1: 39 Broadway Ste 610, New York, NY 10006-3003Office #2: 11 Wall Street, New York, NY 10005April 6, 2006 - January 13, 2017
REMINGTON GROUP, LLC
September 26, 2003 - May 9, 2023
HAMILTON EXECUTIONS LLC
November 8, 2001 - August 1, 2003
UBS SECURITIES LLC
April 4, 1986 - November 9, 2001
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/12/2007
Limited Representative-Equity Trader ExamFINRA
New York Stock Exchange
Current Firm
ROBERTS & RYAN, INC.
CRD#: 19456 / SEC#: 801-113965, 8-37469
Contact information
FINRA licenses (32 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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