Vincent S. Marchewka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Stanley Marchewka was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1983. Vincent had worked at 18 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2024 - April 25, 2025
CABRERA CAPITAL MARKETS, LLC
November 10, 2022 - July 17, 2023
AMERICAN VETERANS GROUP, PBC
January 6, 2020 - October 28, 2022
OPPENHEIMER & CO. INC.
July 27, 2018 - May 31, 2019
BNY MELLON CAPITAL MARKETS, LLC
October 18, 2016 - July 10, 2018
MESIROW FINANCIAL, INC.
June 17, 2013 - September 16, 2016
BBVA SECURITIES INC.
October 24, 2007 - July 8, 2013
MIZUHO SECURITIES USA LLC
September 6, 2005 - October 23, 2007
MORGAN KEEGAN & COMPANY, LLC
February 14, 2005 - September 2, 2005
ARBOR RESEARCH & TRADING, LLC
July 31, 2002 - January 10, 2005
KEEFE, BRUYETTE & WOODS, INC.
September 14, 2000 - July 31, 2002
INTESA SANPAOLO IMI SECURITIES CORP.
August 7, 1998 - March 9, 2000
COWEN AND COMPANY
March 8, 1991 - June 8, 1998
BARCLAYS CAPITAL INC.
July 31, 1990 - February 25, 1991
DEUTSCHE BANK CAPITAL CORPORATION
December 14, 1988 - February 12, 1991
DEUTSCHE BANK GOVERNMENT SECURITIES, INC
July 25, 1987 - December 12, 1988
LEHMAN GOVERNMENT SECURITIES INC.
April 19, 1983 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
April 19, 1983 - December 12, 1988
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CABRERA CAPITAL MARKETS, LLC
CRD#: 10081 / SEC#: , 8-26406
Contact information
FINRA licenses (30 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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