Gerhard Hollmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerhard Hollmann was a registered financial professional .
Gerhard is a previously registered financial professional and started their career in finance in 1983. Gerhard had worked at 3 firms and has passed the Series 63, Series 3, Series 15, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2015 - December 3, 2020
VPE WERTPAPIERHANDELSBANK AG
November 12, 1996 - January 13, 2005
PRUDENTIAL EQUITY GROUP, LLC
April 22, 1983 - July 28, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Series 15
Date: 6/10/1983
Foreign Currency Options ExaminationSeries 5
Date: 4/21/1983
Interest Rate Options ExaminationCurrent Firm
VPE WERTPAPIERHANDELSBANK AG
CRD#: 147183 / SEC#: , 8-67882
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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