AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JD

James L. Davis

CRD#: 1113590
Some features on this profile are disabled
JD
James Lawson Davis

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Lawson Davis, who also goes by Jim Davis, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1983. James had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jim Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 5, 2022 - May 9, 2025

DAVIS INVESTMENT PARTNERS, LLC

RIA
CRD#: 318783
CHARLOTTE, NC
Past

February 13, 2013 - April 4, 2022

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
CHARLOTTE, NC
Past

February 13, 2013 - April 4, 2022

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
CHARLOTTE, NC
Past

April 25, 2003 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA
CRD#: 4161
CHARLOTTE, NC
Past

April 25, 2003 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
CHARLOTTE, NC
Past

July 19, 2002 - May 5, 2003

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
CHARLOTTE, NC
Past

June 15, 2002 - May 5, 2003

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

April 26, 1995 - June 15, 2002

WACHOVIA SECURITIES, INC.

BD
CRD#: 431
CHARLOTTE, NC
Past

January 25, 1991 - May 2, 1995

J.C. BRADFORD & CO.

BD
CRD#: 1287
NEW YORK, NY
Past

March 16, 1989 - February 4, 1991

FIRST TRYON SECURITIES, LLC

BD
CRD#: 7336
CHARLOTTE, NC
Past

February 24, 1988 - March 29, 1989

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
Past

April 19, 1983 - February 24, 1988

CAROLINA SECURITIES CORPORATION

BD
CRD#: 142

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DI
DAVIS INVESTMENT PARTNERS, LLC
DAVIS INVESTMENT PARTNERS, LLC

CRD#: 318783 / SEC#: 801-123320

RIA
Registered Investment Advisory firm - (2/28/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 11/28/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/22/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/16/1983
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/12/2004
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/12/2004
General Securities Sales Supervisor - Options Module Examination

Current Firm

DI
DAVIS INVESTMENT PARTNERS, LLC
DAVIS INVESTMENT PARTNERS, LLC

CRD#: 318783 / SEC#: 801-123320

RIA
Registered Investment Advisory firm - (2/28/2022 Approved)
Loading...

Contact information

Main Address
4521 Sharon Road Suite 375, Charlotte, NC 28211
Mailing Address
Phone number
(704) 741-4200
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DAVIS INVESTMENT PARTNERS DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (1/22/2026)

Regulatory assets under management

Total Number of Accounts452
AUM (Assets Under Management)$ 390,005,596

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DAVIS INVESTMENT PARTNERS, LLC

CRD#: 318783

TRUST BUT VERIFY

Monitor James Davis

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
HELENA, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
ESTERO, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.