James L. Davis

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CRD#: 1113590

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Lawson Davis, who also goes by Jim Davis, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1983. James had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jim Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LIBERATION CAPITAL ADDRESS: 436 LANDSBURY DR,WAXHAW, NC NATURE OF THE BUSINESS: PERSONAL/PRIVATE INVESTMENT POSITION/TITLE: INVESTMENT RELATED:YES START DATE: 01/01/2012 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 2 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 2 DESCRIPTION OF DUTIES: SEE ABOVE

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 5, 2022 - May 9, 2025

DAVIS INVESTMENT PARTNERS, LLC

RIA

CRD#: 318783

CHARLOTTE, NC

Past

February 13, 2013 - April 4, 2022

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

CHARLOTTE, NC

Past

February 13, 2013 - April 4, 2022

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

CHARLOTTE, NC

Past

April 25, 2003 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

CHARLOTTE, NC

Past

April 25, 2003 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

CHARLOTTE, NC

Past

July 19, 2002 - May 5, 2003

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHARLOTTE, NC

Past

June 15, 2002 - May 5, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

April 26, 1995 - June 15, 2002

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

January 25, 1991 - May 2, 1995

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Past

March 16, 1989 - February 4, 1991

FIRST TRYON SECURITIES, LLC

CRD#: 7336

CHARLOTTE, NC

Past

February 24, 1988 - March 29, 1989

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

Past

April 19, 1983 - February 24, 1988

CAROLINA SECURITIES CORPORATION

CRD#: 142

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAVIS INVESTMENT PARTNERS, LLC

CRD#: 318783 / SEC#: 801-123320

RIA

Registered Investment Advisory firm - (2/28/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/28/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/22/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/16/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/12/2004

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/12/2004

General Securities Sales Supervisor - Options Module Examination

Current Firm

DAVIS INVESTMENT PARTNERS, LLC

CRD#: 318783 / SEC#: 801-123320

RIA

Registered Investment Advisory firm - (2/28/2022 Approved)

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Contact information

Main Address

4521 Sharon Road Suite 375, Charlotte, NC 28211

Mailing Address

Phone number

(704) 741-4200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DAVIS INVESTMENT PARTNERS DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (3/28/2025)

Regulatory assets under management

Total Number of Accounts	458
AUM (Assets Under Management)	$ 377,142,450

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James L. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WACHOVIA SECURITIES, INC.

J.C. BRADFORD & CO.

FIRST TRYON SECURITIES, LLC

THOMSON MCKINNON SECURITIES INC.

CAROLINA SECURITIES CORPORATION

Primary Firm SEC Registration

DAVIS INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/28/2001

Series 63

Date: 4/22/1983

SIE

Date: 10/1/2018

Series 7

Date: 4/16/1983

Series 10

Date: 1/12/2004

Series 9

Date: 1/12/2004

Current Firm

DAVIS INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DAVIS INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

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