David S. Hall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Scott Hall was a registered financial advisor .
David is a previously registered financial advisor and started their career in finance in 1983. David had worked at 5 firms and has passed the Series 66, Series 63, Series 15, Series 7 and Series 5 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2007 - November 17, 2010
DAVID HALL COMMODITIES LLC
March 20, 2006 - December 31, 2006
DINOSAUR FINANCIAL GROUP, L.L.C
March 4, 2002 - November 17, 2005
REFCO SECURITIES, LLC
November 5, 1983 - February 25, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 20, 1983 - January 18, 1984
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 6/29/1983
Foreign Currency Options ExaminationSeries 5
Date: 12/11/1982
Interest Rate Options ExaminationCurrent firm
No current employment
Red Flags
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