Robert A. Nasi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Anthony Nasi, who also goes by Bob Nasi, Robert A Nasi, Robert Nasi, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2015 - January 25, 2022
MKM PARTNERS LLC
March 27, 2008 - April 22, 2015
STERNE, AGEE & LEACH, INC.
March 9, 2005 - January 15, 2008
OPPENHEIMER & CO. INC.
October 21, 2002 - February 24, 2005
HILLTOP SECURITIES INC.
June 21, 1999 - July 26, 2002
FROST SECURITIES, INC.
March 2, 1998 - June 23, 1999
RBC CAPITAL MARKETS, LLC
January 2, 1998 - March 2, 1998
DAIN RAUSCHER INCORPORATED
March 22, 1996 - January 2, 1998
RAUSCHER PIERCE REFSNES, INC.
September 29, 1993 - March 15, 1996
CREDIT SUISSE SECURITIES (USA) LLC
January 15, 1987 - October 19, 1993
CIBC WORLD MARKETS CORP.
August 20, 1985 - February 7, 1987
DUNLEVY & CO., INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/29/2007
Limited Representative-Equity Trader ExamCurrent Firm
MKM PARTNERS LLC
CRD#: 114666 / SEC#: , 8-53436
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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