Johnnie O. Marshall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johnnie Oneal Marshall, who also goes by Neal Marshall, was a registered financial professional .
Johnnie is a previously registered financial professional and started their career in finance in 1983. Johnnie had worked at 2 firms and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 1989 - June 15, 2001
GREAT NATION INVESTMENT CORPORATION
July 14, 1983 - November 14, 1989
AMI SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
GREAT NATION INVESTMENT CORPORATION
CRD#: 19981 / SEC#: , 8-39074
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
