John J. Glasheen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John James Glasheen JR, who also goes by Jack Glasheen Jr, John James Glasheen, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 17 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 3, Series 7, Series 14, Series 53, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2023 - December 6, 2023
NEBARI PARTNERS, LLC
March 4, 2020 - December 6, 2023
OMEGA POINT SECURITIES LLC
August 11, 2017 - August 9, 2019
DMS CAPITAL SOLUTIONS, INC.
November 10, 2015 - May 22, 2021
SOURCE FINANCIAL ADVISORS, LLC
August 12, 2015 - September 10, 2015
ENCLAVE CAPITAL LLC
September 3, 2013 - April 7, 2014
MUNIAXIS LEBENTHAL LLC
September 17, 2010 - April 4, 2014
LEBENTHAL ASSET MANAGEMENT, LLC
August 13, 2010 - April 4, 2014
LEBENTHAL & CO., LLC
March 17, 2000 - September 12, 2008
GOLDMAN SACHS & CO. LLC
June 21, 1995 - March 15, 2000
ESSEX NATIONAL SECURITIES, LLC
May 8, 1992 - June 13, 1995
USLIFE EQUITY SALES CORP.
July 19, 1990 - April 20, 1992
VERAVEST INVESTMENTS, INC.
September 17, 1988 - May 21, 1990
NEW ENGLAND SECURITIES
June 8, 1987 - September 8, 1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
June 8, 1987 - September 8, 1988
EQUITABLE ADVISORS, LLC
July 18, 1986 - January 21, 1987
BAIRD, PATRICK & CO., INC.
November 19, 1985 - July 24, 1986
PERSHING LLC
Primary Firm SEC Registration
NEBARI PARTNERS, LLC
CRD#: 295859 / SEC#: 801-122778
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
NEBARI PARTNERS, LLC
CRD#: 295859 / SEC#: 801-122778
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 386,957,734 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 10/29/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
