Lynda K. Cosgrove
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynda Kay Cosgrove, who also goes by Lynda Kay Fetters, Lynda Kay Schneider, was a registered financial professional .
Lynda is a previously registered financial professional and started their career in finance in 1983. Lynda had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2013 - January 6, 2020
CHIEF ADVISORS CORP
November 15, 2013 - January 6, 2020
FIRST ASSET FINANCIAL INC.
February 20, 2009 - November 25, 2013
HIGHTOWER ADVISORS, LLC
February 20, 2009 - November 25, 2013
HIGHTOWER SECURITIES, LLC
March 12, 2004 - March 4, 2009
UBS FINANCIAL SERVICES INC.
February 2, 2000 - March 25, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 22, 1988 - March 25, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 21, 1983 - February 20, 1988
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHIEF ADVISORS CORP
CRD#: 125261 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 344 |
| AUM (Assets Under Management) | $ 92,800,290 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
