William D. Teskoski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William David Teskoski was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2021 - March 20, 2026
NEWOAK CAPITAL MARKETS LLC
March 8, 2010 - February 22, 2011
GUGGENHEIM SECURITIES, LLC
January 25, 1999 - March 12, 2008
AON SECURITIES LLC
February 25, 1998 - October 30, 1998
WILLIAM BLAIR
March 1, 1996 - July 28, 1997
LEHMAN BROTHERS INC.
February 28, 1989 - March 22, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 18, 1984 - March 1, 1989
HAMILTON INVESTMENTS, INC.
May 27, 1983 - January 7, 1985
CHANNER FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/24/2021
General Securities Representative ExaminationCurrent Firm
NEWOAK CAPITAL MARKETS LLC
CRD#: 104063 / SEC#: , 8-52532
Contact information
FINRA licenses (9 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.