Christopher R. Prycewood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Richard Prycewood was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1983. Christopher had worked at 6 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 1988 - April 25, 1988
F.D. ROBERTS SECURITIES, INC.
April 6, 1987 - November 3, 1987
ACUMENT SECURITIES, INC.
February 24, 1986 - February 18, 1987
KENNEDY, CABOT & CO.
March 19, 1984 - June 1, 1984
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
October 5, 1983 - December 5, 1983
CALIFORNIA MUNICIPAL INVESTORS, INC.
April 19, 1983 - September 20, 1983
MUNICICORP OF CALIFORNIA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
F.D. ROBERTS SECURITIES, INC.
CRD#: 693 / SEC#: , 8-31195
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
