John J. Buglino
Professional summary
John Joseph Buglino was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, John had worked at 5 firms, which includes ELECTRONIC TRADING GROUP LLC, ANDREW GARRETT INC., LADENBURG THALMANN & CO. INC., INTESA SANPAOLO IMI SECURITIES CORP., MABON NUGENT & CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2001 - October 31, 2001
ELECTRONIC TRADING GROUP, LLC
January 19, 1999 - April 13, 2000
ANDREW GARRETT, INC.
September 7, 1993 - January 21, 1999
LADENBURG THALMANN & CO. INC.
April 30, 1991 - September 16, 1993
INTESA SANPAOLO IMI SECURITIES CORP.
April 18, 1989 - April 30, 1991
MABON, NUGENT & CO.
State Registrations and Notice Filings
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Exams
Series 55
Date: 10/5/1999
Limited Representative-Equity Trader ExamCurrent Firm
ELECTRONIC TRADING GROUP, LLC
CRD#: 37453 / SEC#: , 8-47754
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
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