Kenneth J. Murray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth John Murray was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1983. Kenneth had worked at 2 firms and has passed the Series 66, Series 63, Series 72, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2004 - December 12, 2024
FINANCIAL NORTHEASTERN SECURITIES, LLC
August 24, 1995 - February 11, 2025
FINANCIAL NORTHEASTERN SECURITIES, LLC
April 22, 1983 - July 17, 1995
FAIC SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
What does exam status mean?
Series 6
Passed: 4/21/1983
Series 26
Passed: 9/2/1987
Current Firm
FINANCIAL NORTHEASTERN SECURITIES, LLC
CRD#: 17007 / SEC#: , 8-34883
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INCAPITAL HOLDINGS LLC | MEMBER: VOTING | |
| KISS, SANDRALIN JOSEPHINE | EXEC VP, COO, FINOP, CCO | 1093671 |
| MILLAHN, FLORENCE A | DIRECTOR OF OPERATIONS, ROSFP | 2786661 |
| MILSTEIN, BARRY MITCHELL | EVP | 1632450 |
| MITCHELL, SCOTT ALEXANDER | CEO | 4717597 |
| ZAGE, JEFFREY P | MANAGING DIRECTOR | 1286688 |
| ZAGE, STEVEN MARTIN | MANAGING DIRECTOR | 1314965 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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