Pamela W. Wiseman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Weathers Wiseman, who also goes by Pamela Weathers Talley, Pamela Elaine Weathers, Pam Wiseman, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 1983. Pamela had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2009 - January 29, 2024
PARKLAND SECURITIES, LLC
October 31, 2005 - April 21, 2009
OSAIC SERVICES, INC.
October 31, 2005 - April 21, 2009
OSAIC SERVICES, INC.
May 1, 1996 - October 31, 2005
SUNAMERICA SECURITIES, INC.
May 1, 1996 - October 31, 2005
SUNAMERICA SECURITIES, INC.
March 18, 1994 - May 3, 1996
IFG NETWORK SECURITIES, INC.
November 18, 1993 - March 21, 1994
AMERICAP FINANCIAL, INC.
October 25, 1989 - June 6, 1994
TEXAS SECURITIES, INC.
February 21, 1989 - November 16, 1989
VAUTRAIN NELSON LEFEVRE, ENDSLEY AND DURHAM, INC.
November 18, 1986 - January 31, 1989
SOURCE SECURITIES, INC.
April 4, 1985 - November 20, 1986
PENNINGTON/BASS EQUITIES, INC.
April 27, 1984 - March 13, 1987
AMERICAN UNITED LIFE INSURANCE COMPANY
October 25, 1983 - February 25, 1985
FIRST FINANCIAL SECURITIES OF AMERICA, INC.
May 4, 1983 - December 19, 1983
INVESTMENT DEALERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARKLAND SECURITIES, LLC
CRD#: 115368 / SEC#: , 8-53482
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANDON D. RYDELL GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| CARL F. ELLISON, JR. GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| JEROME M. RYDELL GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| KRISTEN A. BAUER GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| THERESA L. DUNBAR GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| BAUER, KRISTEN ANNE | TRUSTEE OF THE KRISTEN A. BAUER GIFT TRUST DATED 10/30/2020 | 2457506 |
| DUNBAR, THERESA LYNN | TRUSTEE OF THE THERESA L. DUNBAR GIFT TRUST DATED 10/30/2020 | 7346975 |
| ELLISON, CARL | TRUSTEE OF THE CARL F. ELLISON JR. GIFT TRUST DATED 10/30/2020 | 7342594 |
| MCCLELLAN, JOHN ALEXANDER | CHIEF RISK AND BUSINESS OFFICER | 4016479 |
| PHILLIPS, RICHARD THOMAS | CHIEF COMPLIANCE OFFICER | 6041363 |
| PISTOR, RANDOLPH FULVIO | CHIEF LEGAL OFFICER | 5143334 |
| RYDELL, BRANDON DAVID | PRESIDENT AND TRUSTEE OF THE BRANDON D. RYDELL GIFT TRUST DATED 10/30/2020 | 2933397 |
| RYDELL, JEROME MATTHEW | TRUSTEE OF THE JEROME M. RYDELL GIFT TRUST DATED 10/30/2020 | 7346979 |
| RYDELL, JEROME STANLEY | CEO, CHAIRMAN, MANAGER AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED | 408389 |
| THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | TRUST (OWNER OF ALL VOTING INTERESTS) | |
| WOOTON, RYAN DANIEL | CHIEF FINANCIAL OFFICER | 8006797 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
