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DW

David J. Witz

RPA FINANCIAL
Fort Mill, SC
Some features on this profile are disabled
CRD#: 1112773
DW

Professional summary

David John Witz, AIF® is a registered financial advisor currently at RPA FINANCIAL, LLC located in Fort Mill, South Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. David has worked at 10 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David John Witz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

May 29, 2019 - Present

RPA FINANCIAL, LLC

RIA
CRD#: 294105
Fort Mill, SC
Past

September 29, 2006 - August 1, 2007

NRP FINANCIAL, INC.

RIA
CRD#: 103717
CHARLOTTE, NC
Past

September 29, 2006 - August 1, 2007

NRP FINANCIAL, INC.

BD
CRD#: 103717
CHARLOTTE, NC
Past

January 18, 2006 - September 29, 2006

FINANCIAL TELESIS INC

RIA
CRD#: 31012
CHARLOTTE, NC
Past

June 8, 2004 - September 29, 2006

FINANCIAL TELESIS INC

BD
CRD#: 31012
CHARLOTTE, NC
Past

October 30, 2002 - May 21, 2004

NEWPORT GROUP SECURITIES, INC.

RIA
CRD#: 29722
CHARLOTTE, NC
Past

October 23, 2002 - May 21, 2004

NEWPORT GROUP SECURITIES, INC.

BD
CRD#: 29722
LAKE MARY, FL
Past

April 29, 2002 - November 21, 2003

THE NEWPORT GROUP OF NORTH CAROLINA, INC.

RIA
CRD#: 116534
CHARLOTTE, NC
Past

August 7, 2001 - May 31, 2002

NATHAN & LEWIS SECURITIES, INC.

BD
CRD#: 8503
NEW YORK, NY
Past

July 22, 1996 - February 5, 2001

CBIZ FINANCIAL SOLUTIONS, INC.

BD
CRD#: 16678
CLEVELAND, OH
Past

November 3, 1992 - July 24, 1996

ALLEGHENY INVESTMENTS, LTD.

BD
CRD#: 7597
PITTSBURGH, PA
Past

August 15, 1987 - October 22, 1992

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

July 23, 1984 - July 11, 1987

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
RPA FINANCIAL, LLC
FIDUCIARY-PLUS | RPA FINANCIAL, LLC | HIGHPOINT RETIREMENT GROUP, LLC

CRD#: 294105 / SEC#: 801-113540

RIA
Registered Investment Advisory firm - (7/5/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
South Carolina
(5/29/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/14/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/17/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 7/20/1984
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 11/3/2005
Investment Company Products/Variable Contracts Principal Examination

Current Firm

RF
RPA FINANCIAL, LLC
FIDUCIARY-PLUS | RPA FINANCIAL, LLC | HIGHPOINT RETIREMENT GROUP, LLC

CRD#: 294105 / SEC#: 801-113540

RIA
Registered Investment Advisory firm - (7/5/2018 Approved)
PREMIUM
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Contact information

Main Address
4340 Redwood Highway Suite B60, San Rafael, CA 94903
Mailing Address
Phone number
(415) 526-2753
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

ADV 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts230
AUM (Assets Under Management)$ 7,991,211,685

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RPA FINANCIAL, LLC

CRD#: 294105Fort Mill, SC

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