David J. Witz

RPA FINANCIAL

Fort Mill, SC

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CRD#: 1112773

Professional summary

David John Witz, AIF® is a registered financial advisor currently at RPA FINANCIAL, LLC located in Fort Mill, South Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. David has worked at 10 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I OWN 94% OF FIDUCIARY RISK ASSESSMENT LLC. THIS FIRM DEVELOPS WEB HOSTED FIDUCIARY COMPLIANCE TOOLS FOR THE RETIREMENT INDUSTRY. A LICENSE TO THE SYSTEM IS SOLD TO ANYONE WHO TOUCHES A RETIREMENT PLAN. THE SYSTEM DOES NOT RECOMMEND OR ENDORSE INVESTMENTS. WEBSITE ADDRESS IS WWW.FIDUCIARY-RISK.COM

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David John Witz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

May 29, 2019 - Present

RPA FINANCIAL, LLC

RIA

CRD#: 294105

Fort Mill, SC

Past

September 29, 2006 - August 1, 2007

NRP FINANCIAL, INC.

RIA

CRD#: 103717

CHARLOTTE, NC

Past

September 29, 2006 - August 1, 2007

NRP FINANCIAL, INC.

CRD#: 103717

CHARLOTTE, NC

Past

January 18, 2006 - September 29, 2006

FINANCIAL TELESIS INC

RIA

CRD#: 31012

CHARLOTTE, NC

Past

June 8, 2004 - September 29, 2006

FINANCIAL TELESIS INC

CRD#: 31012

CHARLOTTE, NC

Past

October 30, 2002 - May 21, 2004

NEWPORT GROUP SECURITIES, INC.

RIA

CRD#: 29722

CHARLOTTE, NC

Past

October 23, 2002 - May 21, 2004

NEWPORT GROUP SECURITIES, INC.

CRD#: 29722

LAKE MARY, FL

Past

April 29, 2002 - November 21, 2003

THE NEWPORT GROUP OF NORTH CAROLINA, INC.

RIA

CRD#: 116534

CHARLOTTE, NC

Past

August 7, 2001 - May 31, 2002

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

July 22, 1996 - February 5, 2001

CBIZ FINANCIAL SOLUTIONS, INC.

CRD#: 16678

CLEVELAND, OH

Past

November 3, 1992 - July 24, 1996

ALLEGHENY INVESTMENTS, LTD.

CRD#: 7597

PITTSBURGH, PA

Past

August 15, 1987 - October 22, 1992

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

July 23, 1984 - July 11, 1987

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RPA FINANCIAL, LLC

FIDUCIARY-PLUS | RPA FINANCIAL, LLC | HIGHPOINT RETIREMENT GROUP, LLC

CRD#: 294105 / SEC#: 801-113540

RIA

Registered Investment Advisory firm - (7/5/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(5/29/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/14/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/17/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/20/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 11/3/2005

Investment Company Products/Variable Contracts Principal Examination

Current Firm

RPA FINANCIAL, LLC

FIDUCIARY-PLUS | RPA FINANCIAL, LLC | HIGHPOINT RETIREMENT GROUP, LLC

CRD#: 294105 / SEC#: 801-113540

RIA

Registered Investment Advisory firm - (7/5/2018 Approved)

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Contact information

Main Address

4340 Redwood Highway Suite B60, San Rafael, CA 94903

Mailing Address

Phone number

(415) 526-2753

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	230
AUM (Assets Under Management)	$ 7,991,211,685

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David J. Witz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David John Witz's CRS (Customer Relationship Summary).

Certified licenses

Experience

NRP FINANCIAL, INC.

NRP FINANCIAL, INC.

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

NEWPORT GROUP SECURITIES, INC.

NEWPORT GROUP SECURITIES, INC.

THE NEWPORT GROUP OF NORTH CAROLINA, INC.

NATHAN & LEWIS SECURITIES, INC.

CBIZ FINANCIAL SOLUTIONS, INC.

ALLEGHENY INVESTMENTS, LTD.

MML INVESTORS SERVICES, LLC

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

RPA FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/14/1997

Series 63

Date: 6/17/1983

Series 6

Date: 7/20/1984

Series 26

Date: 11/3/2005

Current Firm

RPA FINANCIAL, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RPA FINANCIAL, LLC

TRUST BUT VERIFY

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