Barry J. Dyke

CASTLE ASSET MANAGEMENT

North Hampton, NH 03862

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CRD#: 1112769

Professional summary

Barry James Dyke is a registered financial advisor currently at CASTLE ASSET MANAGEMENT, LLC located in North Hampton, New Hampshire.

Barry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Barry has worked at 5 firms and has passed the Series 65, Series 63, Series 6, Series 22 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LIFE, DISABILITY INSURANCE & ANNUITY SALES 50%

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry James Dyke's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 11, 2001 - Present

CASTLE ASSET MANAGEMENT, LLC

Office #1: 64 Lafayette Rd Suite 8, North Hampton, NH 03862

RIA

CRD#: 117521

North Hampton, NH

Past

January 2, 2001 - December 31, 2002

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

July 21, 1999 - December 31, 2000

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

July 12, 1983 - January 23, 1995

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

March 28, 1983 - November 15, 1983

PRUCO SECURITIES, LLC.

CRD#: 5685

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/24/2019)

IAR

New Hampshire
(10/11/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/25/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/14/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/18/1999

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 3/26/1984

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/20/2001

Investment Company Products/Variable Contracts Principal Examination

Current Firm

CASTLE ASSET MANAGEMENT, LLC

CASTLE ASSET MANAGEMENT L.L.C. | CASTLE ASSET MANAGEMENT, LLC

CRD#: 117521 / SEC#:

Massachusetts

Registered Investment Advisory firm - (1/24/2019 Approved)

New Hampshire

Registered Investment Advisory firm - (10/11/2001 Approved)

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Contact information

Main Address

64 Lafayette Rd Suite 8, North Hampton, NH 03862

Mailing Address

P.o. Box 95, Hampton, NH 03843-0095

Phone number

(603) 929-7891

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	31
AUM (Assets Under Management)	$ 2,949,085

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Barry J. Dyke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry James Dyke's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE O.N. EQUITY SALES COMPANY

INVESTORS CAPITAL CORP.

NEW ENGLAND SECURITIES

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/25/2000

Series 63

Date: 6/14/1999

Series 6

Date: 5/18/1999

Series 22

Date: 3/26/1984

Series 26

Date: 6/20/2001

Current Firm

CASTLE ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CASTLE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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