Thomas E. Russo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Eugene Russo, who also goes by Gene Thomas Russo, Thomas Gene R Russo, Gene Thomas, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1983. Thomas had worked at 9 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 1989 - February 22, 1991
MALONE & ASSOCIATES, INC.
August 16, 1989 - October 17, 1989
TAMARON INVESTMENTS, INC.
June 27, 1989 - May 29, 1990
SECURITIES USA, INC.
February 25, 1988 - June 15, 1989
WALL STREET WEST, INC.
February 4, 1987 - February 18, 1988
LEVCO SECURITIES CORP.
October 31, 1986 - February 25, 1987
J. W. GANT & ASSOCIATES, INC.
February 5, 1985 - October 14, 1986
NORBAY SECURITIES INC.
June 27, 1984 - December 21, 1984
CITIWIDE SECURITIES CORP.
August 4, 1983 - April 2, 1984
NORBAY SECURITIES INC.
April 19, 1983 - December 11, 1984
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MALONE & ASSOCIATES, INC.
CRD#: 10412 / SEC#: , 8-27337
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
