Mary P. Henderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary P Henderson, who also goes by Mary Patricia Henderson, Mimi Henderson, Mary P. Henderson, Mary Henderson Querio, Mary Henderson Querior, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1983. Mary had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 52, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2017 - February 19, 2022
MUNIMATCH CORP DBA VIP INVEST
November 7, 2013 - June 5, 2014
KW SECURITIES CORPORATION
March 3, 1992 - November 29, 2011
HENDERSON CAPITAL PARTNERS, LLC
January 1, 1990 - October 7, 1991
PACIFIC SECURITIES, INC.
August 2, 1988 - December 13, 1989
SMITH MITCHELL INVESTMENT GROUP INC.
March 12, 1985 - June 9, 1988
FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.
April 11, 1983 - March 26, 1985
ROBERT L. ADLER & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
MUNIMATCH CORP DBA VIP INVEST
CRD#: 284534 / SEC#: 801-109915
Contact information
Red Flags
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