Marilyn R. Oleary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marilyn Ruth Oleary, who also goes by Marilyn Ruth Fields, Marilyn R Meyer, Marilyn Ruth Meyer, was a registered financial professional .
Marilyn is a previously registered financial professional and started their career in finance in 1983. Marilyn had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2007 - August 29, 2018
DELANEY EQUITY GROUP LLC
December 1, 1998 - May 4, 2007
INTERCOASTAL FINANCIAL SERVICES CORP.
January 24, 1995 - June 10, 1997
CROWN FINANCIAL ASSOCIATES, INC.
December 20, 1994 - January 3, 1995
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
June 11, 1992 - December 21, 1994
LAFFER, WARREN AND CO., INC.
April 30, 1992 - June 25, 1992
BILTMORE SECURITIES, INC.
January 17, 1991 - July 8, 1991
SHEEN FINANCIAL RESOURCES, INC.
June 23, 1987 - May 16, 1989
NOVA DISTRIBUTORS, INC.
June 2, 1983 - April 4, 1990
MCKINLEY ALLSOPP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DELANEY EQUITY GROUP LLC
CRD#: 142285 / SEC#: , 8-67449
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DELANEY, DAVID CAMERON | CEO/AML OFFICER/MANAGING MEMBER/CCO, CFO, FINOP | 2447186 |
Disclosures
| Regulatory Event | 5 |
| Criminal | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
