JM
Joseph S. Morrell
CANTOR FITZGERALD INVESTMENT ADVISORS
LYNCHBURG, VA 24504
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CRD#: 1112463
JM
Professional summary
Joseph Scott Morrell, who also goes by Joseph S Morrell, is a registered financial advisor currently at CANTOR FITZGERALD INVESTMENT ADVISORS located in Lynchburg, Virginia.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Joseph has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph S Morrell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MILLER HOME OF LYNCHBURG; NOT INVESTMENT RELATED; 2134 WESTERLY DRIVE LYNCHBURG. VA; START DATE: 07/30/2021; HOME FOR GIRLS PROVIDES LIVING FACILITIES FOR AT RISK GIRLS IN CENTRAL VA. GIRLS MAY BE IN RESIDENCE FOR A FEW MONTHS TO YEARS; BOARD MEMBER; BOARD OF DIRECTORS PROVIDES OVERSIGHT OF THE NONPROFIT; ATTEND BOARD MEETINGS RAISE AWARENESS AND FUNDS FOR THIS NONPROFIT WHICH HAS BEEN IN EXISTENCE IN LYNCHBURG FOR 148 YEARS; 1 HOUR DEVOTED TO BUSINESS PER MONTH; O HOURS DURING REGULAR TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Scott Morrell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 2, 2021 - Present
CANTOR FITZGERALD INVESTMENT ADVISORS
Office #1: 800 Main Street, Lynchburg, VA 24504RIA
CRD#: 159296
LYNCHBURG, VA
Past
July 24, 1995 - July 7, 2021
FLIPPIN BRUCE & PORTER INC
RIA
CRD#: 105718
LYNCHBURG, VA
Past
June 6, 1983 - November 8, 1985
J.C. BRADFORD & CO.
BD
CRD#: 1287
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CANTOR FITZGERALD INVESTMENT ADVISORS
BSP MEMBER MANAGER, LLC (RELYING ADVISOR) | FLIPPIN BRUCE & PORTER | EFFICIENT MARKET ADVISORS | CDMF, LLC (RELYING ADVISOR) | CDF II, LLC (RELYING ADVISOR) | CANTOR FITZGERALD INVESTMENT ADVISORS, L.P. | CANTOR FITZGERALD INVESTMENT ADVISORS
CRD#: 159296 / SEC#: 801-72852
RIA
Registered Investment Advisory firm - (11/15/2011 Approved)Delaware
Registered Investment Advisory firm - (5/22/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(7/2/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
CF
CANTOR FITZGERALD INVESTMENT ADVISORS
BSP MEMBER MANAGER, LLC (RELYING ADVISOR) | FLIPPIN BRUCE & PORTER | EFFICIENT MARKET ADVISORS | CDMF, LLC (RELYING ADVISOR) | CDF II, LLC (RELYING ADVISOR) | CANTOR FITZGERALD INVESTMENT ADVISORS, L.P. | CANTOR FITZGERALD INVESTMENT ADVISORS
CRD#: 159296 / SEC#: 801-72852
RIA
Registered Investment Advisory firm - (11/15/2011 Approved)Delaware
Registered Investment Advisory firm - (5/22/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
110 East 59th Street 7th Floor, New York, NY 10022
Mailing Address
Phone number
(212) 915-1722
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,286 |
| AUM (Assets Under Management) | $ 2,384,816,869 |
Red Flags
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