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ML

Mitchell Carter Laughton

AIF®
KESTRA ADVISORY SERVICES
RENO, NV
·CRD# 1112392·43 years registered

Professional Summary

Mitchell Carter Laughton, AIF® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Reno, Nevada and KESTRA INVESTMENT SERVICES, LLC located in Reno, Nevada. Mitchell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Mitchell has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10, Series 9 and Series 8...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary

Years of Experience

43 years registered in the securities industry

Current & Past Employments

Current

KESTRA ADVISORY SERVICES, LLCCurrent·CRD# 283330
RIA
140 Washington St Ste. 100, Reno, NV 89503
April 29, 2016 - Present
KESTRA INVESTMENT SERVICES, LLCCurrent·CRD# 42046
BD
140 Washington St Ste. 100, Reno, NV 89503
March 12, 2001 - Present

Past

KESTRA INVESTMENT SERVICES, LLCPast·CRD# 42046
RIA
Austin, TX
August 23, 2001 - September 22, 2016
NATHAN & LEWIS SECURITIES, INC.Past·CRD# 8503
BD
New York, NY
May 11, 1994 - March 27, 2001
NEW ENGLAND SECURITIESPast·CRD# 615
BD
New York, NY
May 5, 1983 - May 6, 1994

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Current Firm

KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

Contact Information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone Number

(844) 553-7872

# of Employees

1,359

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

192,439

AUM (Assets Under Management)

$79,798,091,767

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025Cover PageReport
12/23/2024Cover PageReport
10/20/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: The Laughton Company Investment Related: Yes Address: 140 Washington Street Reno NV 89503 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 4/15/1972 Hours/month: 91% - 100% (145 - 160 hours) Hours/month during trading hours: 91% - 100% (127 - 140 hours) Duties: Insurance and Securities advise, sales and service Name: McMillan House , LLC Investment Related: No Address: 140 Washington Street Ste. 100 Reno NV 89503 Nature of Business: Other Other/None of the Above Family Real Estate - Non Income Producing Position, Title or Relationship: Owner - Manager Start Date: 1/2/2012 Hours/month: 0% - 10% (0 - 16 hours) Hours/month during trading hours: 0% - 10% (0 - 14 hours) Duties: Family Real Estate - Non Income Producing Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours/month: Up to 100% (0 to 160 hours) Hours/month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: JUSTin Hope Foundation Investment Related: No Address: 870 Steneri Way, Suite 101 Sparks NV 89431 Nature of Business: Board Position Position, Title or Relationship: Board Member Start Date: 2/10/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours/month during trading hours: 0% - 10% (0 - 14 hours) Duties: General Board Obligations, Meeting and Fundraising for the charity's mission. Name: THE PROSPECTORS CLUB POSITION: Vice President NATURE: Board position INVESTMENT RELATED: No # OF HOURS: 6 SECURITIES TRADING HOURS: 3 START DATE: 06/02/2023 ADDRESS: 160 West Liberty Street, Reno NV 89501 DESCRIPTION: Approving the budget for the club and its events, and the ongoing business of the club. There are monthly board meeting to discuss the clubs ongoing affairs. Name: HIGHER GROUND, LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/09/2026 ADDRESS: 1760 Wendy Way, Reno NV 89509, United States DESCRIPTION: This LLC is formed in Mexico to purchase land. I intend to build a home on the property for my personal use. It is not my intention to use this as an income producing property at this time. Name: ASCENTION, LLC POSITION: Owner / Member NATURE: Passive Real Estate investment INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/23/2026 ADDRESS: 1760 Wendy Way, Reno NV 89509, United States DESCRIPTION: Maintain the entity with the appropriate governmental agencies.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(3/12/2001)
RR
California
(3/12/2001)
RR
Nevada
(3/12/2001)
IAR
Nevada
(4/29/2016)
RR
Texas
(7/8/2002)
IAR
Texas
(7/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1985About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1983About the Series 6 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Jun 1996
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Carter Laughton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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