Jonathan E. Bradley

CRISTATA INVESTMENT MANAGEMENT

Woodstock, MD

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CRD#: 1112335

Professional summary

Jonathan Edison Bradley, who also goes by Jon Bradley, Jonathan Bradley, is a registered financial advisor currently at CRISTATA INVESTMENT MANAGEMENT located in Woodstock, Maryland.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Jonathan has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Bradley | Jonathan Bradley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Edison Bradley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 27, 2009 - Present

CRISTATA INVESTMENT MANAGEMENT

RIA

CRD#: 148503

Woodstock, MD

Past

January 1, 2008 - February 23, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BALTIMORE, MD

Past

January 1, 2008 - February 23, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BALTIMORE, MD

Past

September 19, 1991 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

BALTIMORE, MD

Past

October 3, 1990 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

BALTIMORE, MD

Past

November 3, 1987 - October 5, 1990

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

Past

October 30, 1987 - November 4, 1987

LEGG MASON MASTEN INC.

CRD#: 2

Past

May 5, 1986 - October 5, 1990

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

April 19, 1983 - April 16, 1986

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(4/27/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/27/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/3/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/16/1983

General Securities Representative Examination

Current Firm

CRISTATA INVESTMENT MANAGEMENT

CRISTATA INVESTMENT MANAGEMENT | CRISTATA WEALTH SOLUTIONS, LLC | CRISTATA WEALTH SOLUTIONS

CRD#: 148503 / SEC#: 801-69820

RIA

Registered Investment Advisory firm - (7/19/2012 Terminated)

Maryland

Registered Investment Advisory firm - (7/9/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Woodstock, MD

Mailing Address

Po Box 329, Woodstock, MD 21163-0329

Phone number

(410) 480-1900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	153
AUM (Assets Under Management)	$ 52,486,353

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan E. Bradley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Edison Bradley's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON MASTEN INC.

LEGG MASON WOOD WALKER, INCORPORATED

FIRST JERSEY SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/27/2010

Series 63

Date: 5/3/1983

Series 7

Date: 4/16/1983

Current Firm

CRISTATA INVESTMENT MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CRISTATA INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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