Mark W. Long
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark William Long, who also goes by Mark William Long Sr, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1983. Mark had worked at 11 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2015 - April 5, 2016
FARMERS FINANCIAL SOLUTIONS, LLC
July 27, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
July 27, 2006 - August 18, 2009
MSI FINANCIAL SERVICES, INC.
October 8, 2004 - November 9, 2005
M&T SECURITIES, INC.
September 18, 2002 - September 30, 2004
CHARTER ONE SECURITIES, INC.
November 29, 1996 - October 19, 2001
WALL STREET FINANCIAL GROUP, INC.
October 1, 1995 - September 23, 1996
VOYA FINANCIAL ADVISORS, INC.
February 27, 1995 - April 21, 1995
MORGAN STANLEY DW INC.
March 7, 1994 - October 1, 1995
RELIASTAR FINANCIAL MARKETING CORP.
December 12, 1991 - December 22, 1993
OSAIC FS, INC.
September 16, 1983 - November 25, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
